Annex V
List of Infringements Referred to in Titles III and VI for Issuers of Significant Asset-Referenced Tokens
This annex lists infringements by issuers of significant asset-referenced tokens related to:
1. Quarterly reporting requirements to EBA (Article 22) 2. Stopping issuance when reaching thresholds (Article 23) 3. Notification of business model changes (Article 25) 4. Acting honestly, fairly and professionally (Article 27) 5. Publishing crypto-asset white papers (Article 28) 6. Marketing communications requirements (Article 29) 7. Ongoing disclosure obligations (Article 30) 8. Complaints handling procedures (Article 31) 9. Conflicts of interest policies (Article 32) 10. Management body notifications (Article 33) 11. Governance arrangements (Article 34) 12. Own funds requirements (Article 35) 13. Reserve of assets requirements (Article 36) 14. Custody arrangements (Article 37) 15. Investment of reserve assets (Article 38) 16. Redemption rights (Article 39) 17. Prohibition of interest (Article 40) 18. Additional obligations for significant tokens (Article 45)
Each infringement may result in administrative penalties and other administrative measures as specified in Articles 111 and 126.